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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

As Published: 2007

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

MIPRU 1.1 Application

As Published: 2006

MIPRU 1.1 Application

PR App 3.1

As Published: 2005

PR App 3.1

MIPRU 2.1 Application and purpose

As Published: 2006

MIPRU 2.1 Application and purpose

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

As Published: 2005

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

LR 13.8 Other circulars

As Published: 2005

LR 13.8 Other circulars

BIPRU 7.8 Securities underwriting

As Published: 2007

BIPRU 7.8 Securities underwriting

REC 3.1 Application and purpose

As Published: 2001

REC 3.1 Application and purpose

LR 15.2 Requirements for listing

As Published: 2005

LR 15.2 Requirements for listing

MCOB 5.4 Illustrations: general

As Published: 2004

MCOB 5.4 Illustrations: general

DISP 2.7 The territorial scope of the jurisdiction of the Financial Ombudsman Service

As Published: 2002

DISP 2.7 The territorial scope of the jurisdiction of the Financial Ombudsman Service

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

COB 7.2 Churning and switching

As Published: 2001

COB 7.2 Churning and switching

SYSC 4.2 Persons who effectively direct the business

As Published: 2002

SYSC 4.2 Persons who effectively direct the business

FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

SUP 3.4 Auditors' qualifications

As Published: 2001

SUP 3.4 Auditors' qualifications

MIPRU 5.2 Use of intermediaries

As Published: 2006

MIPRU 5.2 Use of intermediaries