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SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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SUP 5.5 Duties of firms

As Published: 2001

SUP 5.5 Duties of firms

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REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

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LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

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CRED 10.1 Application and purpose

As Published: 2003

CRED 10.1 Application and purpose

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SYSC 6.3 Financial crime

COLL 6.9 Independence, names and UCITS business restrictions

PR 3.1 Approval of prospectus

PERG 9.1 Application and Purpose

SYSC 6.2 Internal audit

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SUP 15.9 Notifications by members of financial conglomerates

REC 3.18 Membership

TC 2.1 Application: who? where? and what?

MAR 5.3 Notification of establishment of an ATS

PR 4.2 Third country issuers

SUP 8.4 Reliance on waivers

SUP 7.1 Application and purpose

SUP 8.9 Decision making

REC 2.2 Method of satisfying the recognition requirements

SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

SUP 5.5 Duties of firms

REC 3.2 Form and method of notification

LR 8.6 Criteria for approval as a sponsor

CRED 10.1 Application and purpose