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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2004

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

COB 2.3 Reliance on others

As Published: 2003

COB 2.3 Reliance on others

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

SUP 12.8 Termination of a relationship with an appointed representative

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative

SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

As Published: 2005

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

SUP 13.2 Introduction

As Published: 2001

SUP 13.2 Introduction

SUP 5.5 Duties of firms

As Published: 2001

SUP 5.5 Duties of firms