Search Result

181 - 200 of 641 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 9.2 Requirements with continuing application

As Published: 2005

LR 9.2 Requirements with continuing application

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

REC 5.2 Application process

As Published: 2001

REC 5.2 Application process

SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

MIPRU 4.1 Application and purpose

As Published: 2006

MIPRU 4.1 Application and purpose

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

BIPRU 7.8 Securities underwriting

As Published: 2007

BIPRU 7.8 Securities underwriting

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

REC 4.8 The section 298 procedure

As Published: 2001

REC 4.8 The section 298 procedure

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

PERG 11.2 Guidance on property investment clubs

As Published: 2006

PERG 11.2 Guidance on property investment clubs

PERG 4.7 Entering into a regulated mortgage contract

As Published: 2005

PERG 4.7 Entering into a regulated mortgage contract

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

GENPRU 2.2 Capital resources

As Published: 2006

GENPRU 2.2 Capital resources

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose