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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 7.3 Criteria for varying a firm's permission

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission

LR 14.3 Continuing obligations

As Published: 2005

LR 14.3 Continuing obligations

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

SYSC 4.2 Persons who effectively direct the business

As Published: 2002

SYSC 4.2 Persons who effectively direct the business

PERG 8.34 The business test

As Published: 2005

PERG 8.34 The business test

MIPRU 4.3 Calculation of annual income

As Published: 2006

MIPRU 4.3 Calculation of annual income

REC 3.21 Criminal offences and civil prohibitions

As Published: 2001

REC 3.21 Criminal offences and civil prohibitions

COLL 8.6 Termination, suspension, and schemes of arrangement

As Published: 2004

COLL 8.6 Termination, suspension, and schemes of arrangement

COB 2.2 Inducements

As Published: 2001

COB 2.2 Inducements

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

BIPRU 1.3 Applications for advanced approaches

As Published: 2006

BIPRU 1.3 Applications for advanced approaches

REC 3.8 Financial and other information

As Published: 2001

REC 3.8 Financial and other information

PERG 7.6 Applications for a certificate

As Published: 2005

PERG 7.6 Applications for a certificate

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

PERG 1.3 Status of guidance

As Published: 2005

PERG 1.3 Status of guidance

SUP 16.2 Purpose

As Published: 2001

SUP 16.2 Purpose

PERG 4.15 Mortgage activities carried on by 'packagers'

As Published: 2005

PERG 4.15 Mortgage activities carried on by 'packagers'

PERG 9.2 Introduction

As Published: 2005

PERG 9.2 Introduction

PERG 8.23 Regulated activities

As Published: 2005

PERG 8.23 Regulated activities