Search Result

441 - 460 of 824 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 1.3 Market abuse (insider dealing)

As Published: 2001

MAR 1.3 Market abuse (insider dealing)

COB 9.2 These provisions have been moved to the Client Assets sourcebook (CASS)

As Published: 2003

COB 9.2 These provisions have been moved to the Client Assets sourcebook (CASS)

LR 2.2 Requirements for all securities

As Published: 2005

LR 2.2 Requirements for all securities

SUP 12.8 Termination of a relationship with an appointed representative

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative

PERG 5.8 The regulated activities: advising on contracts of insurance

As Published: 2005

PERG 5.8 The regulated activities: advising on contracts of insurance

ICOB 4.2 Status disclosure

As Published: 2004

ICOB 4.2 Status disclosure

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

REC 3.14 Products, services and normal hours of operation

As Published: 2001

REC 3.14 Products, services and normal hours of operation

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

COLL 7.2 Suspension and restart of dealings

As Published: 2004

COLL 7.2 Suspension and restart of dealings

GEN 1.2 Referring to approval by the FSA

As Published: 2005

GEN 1.2 Referring to approval by the FSA

PERG 8.33 Introducing

As Published: 2005

PERG 8.33 Introducing

LR 14.2 Requirements for listing

As Published: 2005

LR 14.2 Requirements for listing

BIPRU 9.7 Recognition of credit assessments of ECAIs

As Published: 2006

BIPRU 9.7 Recognition of credit assessments of ECAIs

LR 3.3 Equity securities

As Published: 2005

LR 3.3 Equity securities

FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

PERG 12.3 Rights under a personal pension scheme

As Published: 2006

PERG 12.3 Rights under a personal pension scheme

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

BIPRU 9.10 Reduction in risk-weighted exposure amounts

As Published: 2007

BIPRU 9.10 Reduction in risk-weighted exposure amounts