Search Result

121 - 140 of 760 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

PERG 10.1 Background

As Published: 2006

PERG 10.1 Background

ICOB 3.2 Application: who?

As Published: 2005

ICOB 3.2 Application: who?

SUP 12.6 Continuing obligations of firms with appointed representatives

As Published: 2001

SUP 12.6 Continuing obligations of firms with appointed representatives

PERG 5.14 Exemptions

As Published: 2005

PERG 5.14 Exemptions

SUP 13A.7 Top-up permission

As Published: 2006

SUP 13A.7 Top-up permission

PERG 14.4 Activities relating to home purchase plans

As Published: 2006

PERG 14.4 Activities relating to home purchase plans

LR 13.8 Other circulars

As Published: 2005

LR 13.8 Other circulars

PERG 8.1 Application and purpose

As Published: 2005

PERG 8.1 Application and purpose

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

As Published: 2006

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2001

REC 3.15 Suspension of services and inability to operate facilities

PERG 4.18 Regulated activities related to mortgages: flowchart

As Published: 2005

PERG 4.18 Regulated activities related to mortgages: flowchart

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

MCOB 9.1 Application

As Published: 2005

MCOB 9.1 Application

PERG 14.5 The ‘by-way-of-business’ test

As Published: 2006

PERG 14.5 The ‘by-way-of-business’ test

PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

COND 2.2 Threshold condition 2: Location of offices

As Published: 2004

COND 2.2 Threshold condition 2: Location of offices

PERG 1.2 Introduction

As Published: 2005

PERG 1.2 Introduction

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation