Search Result

321 - 340 of 374 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 12.2 Establishing, operating or winding up a personal pension scheme

As Published: 2006

PERG 12.2 Establishing, operating or winding up a personal pension scheme

CRED App 1.1 This is the table referred to in CRED 2.2.2G.

As Published: 2002

CRED App 1.1 This is the table referred to in CRED 2.2.2G.

DISP App 1.5 Determination of complaints

As Published: 2002

DISP App 1.5 Determination of complaints

COB 5.1 Advising on packaged products

As Published: 2004

COB 5.1 Advising on packaged products

MAR 5.3 Notification of establishment of an ATS

As Published: 2004

MAR 5.3 Notification of establishment of an ATS

PERG 4.16 Mortgage activities

As Published: 2005

PERG 4.16 Mortgage activities

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

PERG 12.6 Practical transitional considerations

As Published: 2006

PERG 12.6 Practical transitional considerations

COB 6.1 Product disclosure

As Published: 2002

COB 6.1 Product disclosure

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2005

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

PR 5.3 Certificate of approval

As Published: 2005

PR 5.3 Certificate of approval

INSPRU 1.5 Internal-contagion risk

As Published: 2006

INSPRU 1.5 Internal-contagion risk

LR 17.4 Disclosures

As Published: 2005

LR 17.4 Disclosures

PERG 4.12 Appointed representatives

As Published: 2005

PERG 4.12 Appointed representatives

PERG 7.1 Application and purpose

As Published: 2005

PERG 7.1 Application and purpose

COB 10.1 Application

As Published: 2006

COB 10.1 Application

COB 2.2 Inducements

As Published: 2001

COB 2.2 Inducements

PERG 2.3 The business element

As Published: 2005

PERG 2.3 The business element

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2005

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance