Search Result

301 - 320 of 375 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

REC 3.14 Products, services and normal hours of operation

As Published: 2001

REC 3.14 Products, services and normal hours of operation

PERG 14.7 Exemptions

As Published: 2006

PERG 14.7 Exemptions

DISP 2.6 To which activities do the rules apply?

As Published: 2003

DISP 2.6 To which activities do the rules apply?

DTR 3.1

As Published: 2005

DTR 3.1

MAR 5.5 Parts of the Handbook applicable to the operation of an ATS

As Published: 2003

MAR 5.5 Parts of the Handbook applicable to the operation of an ATS

PERG 14.8 Financial promotions

As Published: 2006

PERG 14.8 Financial promotions

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

ICOB 7.1 Application and purpose

As Published: 2005

ICOB 7.1 Application and purpose

SUP 3.6 Firms' cooperation with their auditors

As Published: 2001

SUP 3.6 Firms' cooperation with their auditors

DTR 2.5 Delaying disclosure of inside information

As Published: 2005

DTR 2.5 Delaying disclosure of inside information

MAR 1.8 Market abuse (dissemination)

As Published: 2001

MAR 1.8 Market abuse (dissemination)

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

PERG 14.4 Activities relating to home purchase plans

As Published: 2006

PERG 14.4 Activities relating to home purchase plans

COND 2.5 Threshold condition 5: Suitability

As Published: 2004

COND 2.5 Threshold condition 5: Suitability

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements