Search Result
REC 2.13 Promotion and maintenance of standards
As Published: 2004
REC 2.13 Promotion and maintenance of standards
…
COLL 9.3 Section 270 and 272 recognised schemes
As Published: 2004
COLL 9.3 Section 270 and 272 recognised schemes
…
FIT 2.1 Honesty, integrity and reputation
As Published: 2003
FIT 2.1 Honesty, integrity and reputation
…
SUP 12.3 What responsibility does a firm have for its appointed representatives ?
As Published: 2001
SUP 12.3 What responsibility does a firm have for its appointed representatives ?
…
REC 3.15 Suspension of services and inability to operate facilities
As Published: 2001
REC 3.15 Suspension of services and inability to operate facilities
…
PERG 8.19 Additional restriction on the promotion of life policies
As Published: 2005
PERG 8.19 Additional restriction on the promotion of life policies
…
REC 5.1 Introduction and legal background
As Published: 2001
REC 5.1 Introduction and legal background
…
REC 4.6 The section 296 power to give directions
As Published: 2001
REC 4.6 The section 296 power to give directions
…
MAR 4.3 Further Support of the Takeover Panel's Functions
As Published: 2001
MAR 4.3 Further Support of the Takeover Panel's Functions
…
SUP 3.10 Duties of auditors: notification and report on client assets
As Published: 2004
SUP 3.10 Duties of auditors: notification and report on client assets
…