Search Result

81 - 100 of 690 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

PERG 5.13 Appointed representatives

As Published: 2005

PERG 5.13 Appointed representatives

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

SUP 14.2 Changes to branch details

As Published: 2001

SUP 14.2 Changes to branch details

SUP 13.7 Changes to cross border services

As Published: 2001

SUP 13.7 Changes to cross border services

PERG 4.14 Mortgage activities carried on by professional firms

As Published: 2005

PERG 4.14 Mortgage activities carried on by professional firms

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

FIT 1.2 Introduction

As Published: 2003

FIT 1.2 Introduction

ICOB 1.1 Application and purpose

As Published: 2005

ICOB 1.1 Application and purpose

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

COND 1.3 General

As Published: 2001

COND 1.3 General

CASS 5.8 Safe keeping of client's documents and other assets

As Published: 2005

CASS 5.8 Safe keeping of client's documents and other assets

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2005

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

MCOB 2.8 Record keeping

As Published: 2004

MCOB 2.8 Record keeping

REC 3.3 Waivers

As Published: 2001

REC 3.3 Waivers

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement