Search Result

61 - 80 of 662 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 13.2 Approval of circulars

As Published: 2005

LR 13.2 Approval of circulars

PR 2.1 General contents of prospectus

As Published: 2005

PR 2.1 General contents of prospectus

LR 5.3 Requests to cancel or suspend

As Published: 2005

LR 5.3 Requests to cancel or suspend

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2005

PR 1.2 Requirement for a prospectus and exemptions

LR 19.4 Continuing obligations

As Published: 2005

LR 19.4 Continuing obligations

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

PERG 8.14 Other financial promotions

As Published: 2005

PERG 8.14 Other financial promotions

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

SUP 13.7 Changes to cross border services

As Published: 2001

SUP 13.7 Changes to cross border services

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

LR 4.1 Application and Purpose

As Published: 2005

LR 4.1 Application and Purpose

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

PR App 3.1

As Published: 2005

PR App 3.1

LR 15.3 Listing applications and procedures

As Published: 2005

LR 15.3 Listing applications and procedures

PR 2.5 Omission of information

As Published: 2005

PR 2.5 Omission of information

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

LR 1.2 Modifying rules and consulting the FSA

As Published: 2005

LR 1.2 Modifying rules and consulting the FSA

FEES 3.2 Obligation to pay fees

As Published: 2006

FEES 3.2 Obligation to pay fees