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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

…

SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

…

PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

…

LR 9.2 Requirements with continuing application

As Published: 2005

LR 9.2 Requirements with continuing application

…

PERG 8.36 Illustrative tables

As Published: 2005

PERG 8.36 Illustrative tables

…

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

…

GEN 2.2 Interpreting the Handbook

As Published: 2004

GEN 2.2 Interpreting the Handbook

…

DISP 3.3 Dismissal of complaints without consideration of the merits

As Published: 2004

DISP 3.3 Dismissal of complaints without consideration of the merits

…

LR 5.2 Cancelling listing

As Published: 2005

LR 5.2 Cancelling listing

…

PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

…

REC 3.1 Application and purpose

As Published: 2001

REC 3.1 Application and purpose

…

REC 3.16 Information technology systems

As Published: 2001

REC 3.16 Information technology systems

…

REC 3.5 Disciplinary action and events relating to key individuals

As Published: 2001

REC 3.5 Disciplinary action and events relating to key individuals

…

SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

…

COLL 1.1 Applications and purpose

As Published: 2004

COLL 1.1 Applications and purpose

…

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

…

REC 3.18 Membership

As Published: 2001

REC 3.18 Membership

…

REC 1.1 Application

As Published: 2005

REC 1.1 Application

…

DISP 1.5 Record keeping and reporting

As Published: 2002

DISP 1.5 Record keeping and reporting

…

PR App 1.1

As Published: 2005

PR App 1.1

…

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