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REC 3.21 Criminal offences and civil prohibitions
As Published: 2001
REC 3.21 Criminal offences and civil prohibitions
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COLL 9.1 Application and general information
As Published: 2004
COLL 9.1 Application and general information
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PERG 4.9 Agreeing to carry on a regulated activity
As Published: 2005
PERG 4.9 Agreeing to carry on a regulated activity
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PERG 8.25 Advice must relate to an investment which is a security or contractually based investment
As Published: 2005
PERG 8.25 Advice must relate to an investment which is a security or contractually based investment
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DISP 2.2 Which complaints can be dealt with under the Financial Ombudsman Service?
As Published: 2004
DISP 2.2 Which complaints can be dealt with under the Financial Ombudsman Service?
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LR 15.3 Listing applications and procedures
As Published: 2005
LR 15.3 Listing applications and procedures
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COLL 9.4 Facilities in the United Kingdom
As Published: 2004
COLL 9.4 Facilities in the United Kingdom
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PERG 14.4 Activities relating to home purchase plans
As Published: 2006
PERG 14.4 Activities relating to home purchase plans
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COND 2.1 Threshold condition 1: Legal status
As Published: 2002
COND 2.1 Threshold condition 1: Legal status
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