Search Result

41 - 60 of 210 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 1.3 Market abuse (insider dealing)

As Published: 2001

MAR 1.3 Market abuse (insider dealing)

COLL 5.2 General investment powers and limits for UCITS schemes

As Published: 2005

COLL 5.2 General investment powers and limits for UCITS schemes

COB 2.2 Inducements

As Published: 2001

COB 2.2 Inducements

REC 2.6 General safeguards for investors

As Published: 2004

REC 2.6 General safeguards for investors

PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

COB 3.2 Application: what?

As Published: 2001

COB 3.2 Application: what?

MAR 5.3 Notification of establishment of an ATS

As Published: 2004

MAR 5.3 Notification of establishment of an ATS

SUP 17.3 Introduction

As Published: 2001

SUP 17.3 Introduction

SYSC 4.1 Application and purpose

As Published: 2002

SYSC 4.1 Application and purpose

DISP 1.1 Application and Purpose

As Published: 2001

DISP 1.1 Application and Purpose

COB 10.3 Modification of the allocation rule

As Published: 2001

COB 10.3 Modification of the allocation rule

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

PR App 1.1

As Published: 2005

PR App 1.1

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

COB 3.3 Application: where?

As Published: 2001

COB 3.3 Application: where?

COLL 1.1 Applications and purpose

As Published: 2004

COLL 1.1 Applications and purpose

COB 12.1 Application

As Published: 2003

COB 12.1 Application

DISP 1.3 Internal complaint handling procedures: additional requirements

As Published: 2003

DISP 1.3 Internal complaint handling procedures: additional requirements

PERG 2.6 Specified investments: a broad outline

As Published: 2005

PERG 2.6 Specified investments: a broad outline

PERG 10.4A The application of EU Directives

As Published: 2006

PERG 10.4A The application of EU Directives