Search Result

521 - 540 of 632 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.7 Engage in investment activity

As Published: 2005

PERG 8.7 Engage in investment activity

PR 5.5 Persons responsible for a prospectus

As Published: 2005

PR 5.5 Persons responsible for a prospectus

PERG 8.1 Application and purpose

As Published: 2005

PERG 8.1 Application and purpose

ICOB 4.4 Statement of demands and needs

As Published: 2004

ICOB 4.4 Statement of demands and needs

MAR 1.10 Statutory exceptions

As Published: 2001

MAR 1.10 Statutory exceptions

LR 12.6 Treasury shares

As Published: 2005

LR 12.6 Treasury shares

LR 8.1 Application

As Published: 2005

LR 8.1 Application

CRED 8.1 Application and purpose

As Published: 2004

CRED 8.1 Application and purpose

PERG 14.5 The ‘by-way-of-business’ test

As Published: 2006

PERG 14.5 The ‘by-way-of-business’ test

PERG 6.6 The factors

As Published: 2005

PERG 6.6 The factors

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2005

PERG 9.4 Collective investment scheme (section 235 of the Act)

PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

PRIN 3.1 Who?

As Published: 2001

PRIN 3.1 Who?

COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

MCOB 5.2 Purpose

As Published: 2004

MCOB 5.2 Purpose

MCOB 6.1 Application

As Published: 2004

MCOB 6.1 Application

MCOB 12.5 Excessive charges

As Published: 2004

MCOB 12.5 Excessive charges

MCOB 10.2 Purpose

As Published: 2004

MCOB 10.2 Purpose

COB 9.4 These provisions have been moved to the Client Assets sourcebook (CASS)

As Published: 2003

COB 9.4 These provisions have been moved to the Client Assets sourcebook (CASS)