Search Result

441 - 460 of 580 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

LR 3.4 Debt and other securities

As Published: 2005

LR 3.4 Debt and other securities

GEN 1.2 Referring to approval by the FSA

As Published: 2005

GEN 1.2 Referring to approval by the FSA

PERG 4.13 Other exemptions

As Published: 2005

PERG 4.13 Other exemptions

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

COLL 3.2 The instrument constituting the scheme

As Published: 2004

COLL 3.2 The instrument constituting the scheme

FEES 6.3 The FSCS's power to impose levies

As Published: 2006

FEES 6.3 The FSCS's power to impose levies

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

LR 15.5 Property investment companies

As Published: 2005

LR 15.5 Property investment companies

SUP App 3.2 Purpose

As Published: 2004

SUP App 3.2 Purpose

DISP 3.4 Referral of a complaint to another complaints scheme for determination

As Published: 2002

DISP 3.4 Referral of a complaint to another complaints scheme for determination

MCOB 7.2 Purpose

As Published: 2004

MCOB 7.2 Purpose

LR 14.2 Requirements for listing

As Published: 2005

LR 14.2 Requirements for listing

CASS 1.5 Application: electronic media and E-Commerce

As Published: 2004

CASS 1.5 Application: electronic media and E-Commerce

PERG 12.4 Application of EU Directives

As Published: 2006

PERG 12.4 Application of EU Directives

SUP 13A.2 EEA firms and Treaty firms

As Published: 2006

SUP 13A.2 EEA firms and Treaty firms

COB 10.4 Suitability of the portfolio of an unregulated collective investment scheme

As Published: 2001

COB 10.4 Suitability of the portfolio of an unregulated collective investment scheme

COLL 4.1 Introduction

As Published: 2004

COLL 4.1 Introduction

PERG 6.2 Purpose of guidance

As Published: 2005

PERG 6.2 Purpose of guidance

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

As Published: 2005

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)