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SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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DISP 2.6 To which activities do the rules apply?

As Published: 2003

DISP 2.6 To which activities do the rules apply?

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DTR 3.1

As Published: 2005

DTR 3.1

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LR 16.4 Transactions

As Published: 2005

LR 16.4 Transactions

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SUP 13A.6 Which rules will an incoming EEA firm be subject to?

As Published: 2006

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

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PR 2.4 Incorporation by reference

As Published: 2005

PR 2.4 Incorporation by reference

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PERG 4.9 Agreeing to carry on a regulated activity

DISP 1.6 Cooperation by firms with the Ombudsman

FEES 5.7 Payment

SYSC 1.2 Purpose

DISP App 1.6 Criteria for determining complaints

ICOB 4.2 Status disclosure

LR App 1.1 Relevant definitions

MCOB 7.6 Event-driven information

LR 13.8 Other circulars

FEES 6.5 Compensation costs

COLL 8.5 Powers and responsibilities

PERG 2.6 Specified investments: a broad outline

COLL 4.4 Meetings of Unitholders and service of notices

SUP 3.3 Appointment of auditors

SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

DISP 2.6 To which activities do the rules apply?

DTR 3.1

LR 16.4 Transactions

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

PR 2.4 Incorporation by reference