Search Result

421 - 440 of 600 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.12 Legal proceedings

As Published: 2001

REC 3.12 Legal proceedings

DTR 1.2 Modifying rules and consulting the FSA

As Published: 2005

DTR 1.2 Modifying rules and consulting the FSA

REC 6.8 Powers of direction and revocation of recognition orders

As Published: 2001

REC 6.8 Powers of direction and revocation of recognition orders

SUP App 2.8 Ceasing to effect contracts of insurance

As Published: 2002

SUP App 2.8 Ceasing to effect contracts of insurance

LR 10.5 Class 1 requirements

As Published: 2005

LR 10.5 Class 1 requirements

COB 2.5 Exclusion of liability

As Published: 2004

COB 2.5 Exclusion of liability

COLL 6.1 Introduction and Application

As Published: 2006

COLL 6.1 Introduction and Application

COB 10.4 Suitability of the portfolio of an unregulated collective investment scheme

As Published: 2001

COB 10.4 Suitability of the portfolio of an unregulated collective investment scheme

COB 10.5 Modification of the best execution rule

As Published: 2001

COB 10.5 Modification of the best execution rule

MAR 5.1 Application and purpose

As Published: 2004

MAR 5.1 Application and purpose

COB 11.1 Application

As Published: 2006

COB 11.1 Application

MCOB 7.1 Application

As Published: 2004

MCOB 7.1 Application

MCOB 8.3 Application of rules in MCOB 4

As Published: 2004

MCOB 8.3 Application of rules in MCOB 4

MCOB 8.1 Application

As Published: 2004

MCOB 8.1 Application

PERG 5.13 Appointed representatives

As Published: 2005

PERG 5.13 Appointed representatives

MCOB 9.1 Application

As Published: 2005

MCOB 9.1 Application

ICOB 8.2 General rules

As Published: 2005

ICOB 8.2 General rules

MCOB 2.5 Reliance on others

As Published: 2004

MCOB 2.5 Reliance on others

MCOB 6.7 Business loans

As Published: 2004

MCOB 6.7 Business loans

PERG 6.6 The factors

As Published: 2005

PERG 6.6 The factors