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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.20 Disciplinary action relating to members

As Published: 2001

REC 3.20 Disciplinary action relating to members

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DTR 1.1 Application and purpose

As Published: 2005

DTR 1.1 Application and purpose

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REC 3.19 Investigations

As Published: 2001

REC 3.19 Investigations

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REC 3.12 Legal proceedings

As Published: 2001

REC 3.12 Legal proceedings

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COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

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DISP 2.1 Application and Purpose

As Published: 2003

DISP 2.1 Application and Purpose

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COB 2.3 Reliance on others

As Published: 2003

COB 2.3 Reliance on others

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REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

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DISP 1.3 Internal complaint handling procedures: additional requirements

As Published: 2003

DISP 1.3 Internal complaint handling procedures: additional requirements

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COLL 3.3 Units

As Published: 2004

COLL 3.3 Units

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MAR 1.4 Market abuse (improper disclosure)

As Published: 2001

MAR 1.4 Market abuse (improper disclosure)

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LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

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APER 4.6 Statement of Principle 6

As Published: 2001

APER 4.6 Statement of Principle 6

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PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

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FEES 5.3 The general levy

As Published: 2006

FEES 5.3 The general levy

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LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

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MCOB 7.6 Event-driven information

As Published: 2004

MCOB 7.6 Event-driven information

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DISP App 1.3 Eligible complainant

As Published: 2002

DISP App 1.3 Eligible complainant

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PR 2.3 Minimum information to be included in a prospectus

As Published: 2005

PR 2.3 Minimum information to be included in a prospectus

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DTR 2.2 Disclosure of inside information

As Published: 2005

DTR 2.2 Disclosure of inside information

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