Search Result

421 - 440 of 579 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 4.4 Meetings of Unitholders and service of notices

As Published: 2006

COLL 4.4 Meetings of Unitholders and service of notices

PR 5.6 Miscellaneous

As Published: 2005

PR 5.6 Miscellaneous

LR 5.2 Cancelling listing

As Published: 2005

LR 5.2 Cancelling listing

SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

LR 15.4 Continuing obligations

As Published: 2005

LR 15.4 Continuing obligations

PERG 5.10 Renewals

As Published: 2005

PERG 5.10 Renewals

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

As Published: 2005

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

COB 1.1 Application and Purpose

As Published: 2001

COB 1.1 Application and Purpose

COLL 7.6 Schemes of arrangement

As Published: 2004

COLL 7.6 Schemes of arrangement

LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

CASS 5.8 Safe keeping of client's documents and other assets

As Published: 2005

CASS 5.8 Safe keeping of client's documents and other assets

COLL 8.6 Termination, suspension, and schemes of arrangement

As Published: 2004

COLL 8.6 Termination, suspension, and schemes of arrangement

SUP 12.8 Termination of a relationship with an appointed representative

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative

COLL 7.1 Introduction

As Published: 2004

COLL 7.1 Introduction

DTR 2.6 Control of inside information

As Published: 2005

DTR 2.6 Control of inside information

SUP 5.4 Appointment and reporting process

As Published: 2001

SUP 5.4 Appointment and reporting process

COLL 4.1 Introduction

As Published: 2004

COLL 4.1 Introduction

COLL 8.2 Constitution

As Published: 2004

COLL 8.2 Constitution

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

SUP 5.6 Confidential information and privilege

As Published: 2001

SUP 5.6 Confidential information and privilege