Search Result

381 - 400 of 574 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 12.2 Establishing, operating or winding up a personal pension scheme

As Published: 2006

PERG 12.2 Establishing, operating or winding up a personal pension scheme

COLL 5.1 Introduction

As Published: 2004

COLL 5.1 Introduction

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2001

REC 3.15 Suspension of services and inability to operate facilities

COLL 1.1 Applications and purpose

As Published: 2004

COLL 1.1 Applications and purpose

LR 13.5 Financial information in Class 1 Circulars

As Published: 2005

LR 13.5 Financial information in Class 1 Circulars

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

PERG 6.2 Purpose of guidance

As Published: 2005

PERG 6.2 Purpose of guidance

PERG 6.4 Limitations of this guidance

As Published: 2005

PERG 6.4 Limitations of this guidance

SUP 6.3 Applications for variation of permission

As Published: 2001

SUP 6.3 Applications for variation of permission

SUP 6.1 Application and purpose

As Published: 2004

SUP 6.1 Application and purpose

CASS 5.8 Safe keeping of client's documents and other assets

As Published: 2005

CASS 5.8 Safe keeping of client's documents and other assets

CASS 5.2 Holding money as agent of insurance undertaking

As Published: 2004

CASS 5.2 Holding money as agent of insurance undertaking

REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

DISP 2.3 Time Limits for referral of complaints to the Financial Ombudsman Service

As Published: 2003

DISP 2.3 Time Limits for referral of complaints to the Financial Ombudsman Service

LR 5.2 Cancelling listing

As Published: 2005

LR 5.2 Cancelling listing

ICOB 5.2 Information - responsibilities of insurers and intermediaries

As Published: 2004

ICOB 5.2 Information - responsibilities of insurers and intermediaries

SUP 5.6 Confidential information and privilege

As Published: 2001

SUP 5.6 Confidential information and privilege