Search Result

341 - 360 of 658 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

SUP 15.10 Reporting suspicious transactions (market abuse)

As Published: 2005

SUP 15.10 Reporting suspicious transactions (market abuse)

MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

CASS 1.3 General application: where?

As Published: 2004

CASS 1.3 General application: where?

REC 3.23 Default

As Published: 2001

REC 3.23 Default

FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

As Published: 2006

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2005

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

REC 4.1 Application and purpose

As Published: 2001

REC 4.1 Application and purpose

SYSC 4.2 Practical measures

As Published: 2002

SYSC 4.2 Practical measures

PR 5.6 Miscellaneous

As Published: 2005

PR 5.6 Miscellaneous

SUP 5.6 Confidential information and privilege

As Published: 2001

SUP 5.6 Confidential information and privilege

MCOB 2.3 Inducements

As Published: 2004

MCOB 2.3 Inducements

COLL 5.4 Stock lending

As Published: 2004

COLL 5.4 Stock lending

REC 2.17 Recognition requirements relating to the default rules of UK recognised bodies

As Published: 2004

REC 2.17 Recognition requirements relating to the default rules of UK recognised bodies

PERG 6.6 The factors

As Published: 2005

PERG 6.6 The factors

COLL 7.6 Schemes of arrangement

As Published: 2004

COLL 7.6 Schemes of arrangement

PERG 11.2 Guidance on property investment clubs

As Published: 2006

PERG 11.2 Guidance on property investment clubs

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

LR 9.5 Transactions

As Published: 2005

LR 9.5 Transactions