Search Result

341 - 360 of 712 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 6.3 Background

As Published: 2005

PERG 6.3 Background

SUP 3.4 Auditors' qualifications

As Published: 2001

SUP 3.4 Auditors' qualifications

DISP App 1.6 Criteria for determining complaints

As Published: 2004

DISP App 1.6 Criteria for determining complaints

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

ICOB 6.1 Application and purpose

As Published: 2004

ICOB 6.1 Application and purpose

PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2004

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

LR 18.2 Requirements for listing

As Published: 2005

LR 18.2 Requirements for listing

CRED 9.2 General requirements

As Published: 2004

CRED 9.2 General requirements

LR 19.4 Continuing obligations

As Published: 2005

LR 19.4 Continuing obligations

COLL 9.2 Section 264 recognised schemes

As Published: 2004

COLL 9.2 Section 264 recognised schemes

REC 3.23 Default

As Published: 2001

REC 3.23 Default

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

SUP 11.7 Acquisition or increase of control: approval procedures

As Published: 2004

SUP 11.7 Acquisition or increase of control: approval procedures

PERG 14.8 Financial promotions

As Published: 2006

PERG 14.8 Financial promotions

LR 8.2 When a sponsor must be appointed or its assistance obtained

As Published: 2005

LR 8.2 When a sponsor must be appointed or its assistance obtained

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers