Search Result

341 - 360 of 580 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 12.5 Purchase of own securities other than equity shares

As Published: 2005

LR 12.5 Purchase of own securities other than equity shares

COB 10.3 Modification of the allocation rule

As Published: 2001

COB 10.3 Modification of the allocation rule

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

COB 4.1 Client classification

As Published: 2001

COB 4.1 Client classification

PR 2.5 Omission of information

As Published: 2005

PR 2.5 Omission of information

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

PERG 4.11 Link between activities and the United Kingdom

As Published: 2005

PERG 4.11 Link between activities and the United Kingdom

LR 10.2 Classifying transactions

As Published: 2005

LR 10.2 Classifying transactions

FEES 6.4 Management expenses

As Published: 2006

FEES 6.4 Management expenses

REC 3.1 Application and purpose

As Published: 2001

REC 3.1 Application and purpose

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

DTR 1.4 Suspension of trading

As Published: 2005

DTR 1.4 Suspension of trading

LR 10.5 Class 1 requirements

As Published: 2005

LR 10.5 Class 1 requirements

LR 12.1 Application

As Published: 2005

LR 12.1 Application

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

SUP 4.5 Provisions applicable to all actuaries

As Published: 2004

SUP 4.5 Provisions applicable to all actuaries

PR 5.5 Persons responsible for a prospectus

As Published: 2005

PR 5.5 Persons responsible for a prospectus

COB 7.1 Conflict of interest and material interest

As Published: 2001

COB 7.1 Conflict of interest and material interest

REC 4.5 FSA supervision of action by UK recognised bodies under their default rules

As Published: 2001

REC 4.5 FSA supervision of action by UK recognised bodies under their default rules