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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 6.1 Introduction and legal background

As Published: 2001

REC 6.1 Introduction and legal background

PERG 8.2 Introduction

As Published: 2005

PERG 8.2 Introduction

MCOB 9.3 Pre-application disclosure

As Published: 2004

MCOB 9.3 Pre-application disclosure

LR 18.2 Requirements for listing

As Published: 2005

LR 18.2 Requirements for listing

GEN 4.4 Business for private customers from non-UK offices

As Published: 2004

GEN 4.4 Business for private customers from non-UK offices

CASS 5.8 Safe keeping of client's documents and other assets

As Published: 2005

CASS 5.8 Safe keeping of client's documents and other assets

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2005

PERG 9.4 Collective investment scheme (section 235 of the Act)

LR 5.2 Cancelling listing

As Published: 2005

LR 5.2 Cancelling listing

SUP 5.2 The FSA's power

As Published: 2001

SUP 5.2 The FSA's power

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

COLL 5.1 Introduction

As Published: 2004

COLL 5.1 Introduction

ICOB 3.1 Application: general

As Published: 2005

ICOB 3.1 Application: general

MCOB 12.1 Application

As Published: 2004

MCOB 12.1 Application

SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

COB 11.8 Proper advice

As Published: 2001

COB 11.8 Proper advice

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

SUP 11.7 Acquisition or increase of control: approval procedures

As Published: 2004

SUP 11.7 Acquisition or increase of control: approval procedures

PERG 8.30 Medium used to give advice or information

As Published: 2005

PERG 8.30 Medium used to give advice or information

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report