Search Result

321 - 340 of 533 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DISP 3.5 Evidence

As Published: 2002

DISP 3.5 Evidence

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2004

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

PERG 8.2 Introduction

As Published: 2005

PERG 8.2 Introduction

PERG 8.33 Introducing

As Published: 2005

PERG 8.33 Introducing

MCOB 2.3 Inducements

As Published: 2004

MCOB 2.3 Inducements

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

As Published: 2005

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2005

PERG 9.4 Collective investment scheme (section 235 of the Act)

LR 14.2 Requirements for listing

As Published: 2005

LR 14.2 Requirements for listing

COLL 6.8 Income: accounting, allocation and distribution

As Published: 2006

COLL 6.8 Income: accounting, allocation and distribution

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

LR 3.5 Block listing and formal application

As Published: 2005

LR 3.5 Block listing and formal application

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

REC 3.9 Fees and incentive schemes

As Published: 2001

REC 3.9 Fees and incentive schemes

PR 3.3 Advertisements

As Published: 2005

PR 3.3 Advertisements

LR 9.8 Annual report and accounts

As Published: 2005

LR 9.8 Annual report and accounts

CRED 7.2 Investment

As Published: 2003

CRED 7.2 Investment

LR 10.8 Miscellaneous

As Published: 2005

LR 10.8 Miscellaneous