Search Result

301 - 320 of 600 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

PERG 8.26 The investment must be a particular investment

As Published: 2005

PERG 8.26 The investment must be a particular investment

LR 9.8 Annual report and accounts

As Published: 2005

LR 9.8 Annual report and accounts

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

LR 18.4 Continuing obligations

As Published: 2005

LR 18.4 Continuing obligations

LR 4.3 Approval and publication of listing particulars

As Published: 2005

LR 4.3 Approval and publication of listing particulars

SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

SUP 4.1 Application

As Published: 2003

SUP 4.1 Application

MCOB 6.1 Application

As Published: 2004

MCOB 6.1 Application

MCOB 2.1 Application

As Published: 2004

MCOB 2.1 Application

DISP App 1.4 Time limits

As Published: 2002

DISP App 1.4 Time limits

COB 5.2 Know your customer

As Published: 2002

COB 5.2 Know your customer

COB 11.6 Delegation to a permitted third party.

As Published: 2001

COB 11.6 Delegation to a permitted third party.

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

LR 13.2 Approval of circulars

As Published: 2005

LR 13.2 Approval of circulars

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

FEES 5.3 The general levy

As Published: 2006

FEES 5.3 The general levy

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative