Search Result

301 - 320 of 662 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 14.3 Continuing obligations

As Published: 2005

LR 14.3 Continuing obligations

DISP 2.1 Application and Purpose

As Published: 2003

DISP 2.1 Application and Purpose

PR 2.3 Minimum information to be included in a prospectus

As Published: 2005

PR 2.3 Minimum information to be included in a prospectus

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

REC 3.19 Investigations

As Published: 2001

REC 3.19 Investigations

PERG 8.17A Financial promotions concerning insurance mediation activities

As Published: 2005

PERG 8.17A Financial promotions concerning insurance mediation activities

REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2001

REC 3.22 Restriction of, or instruction to close out, open positions

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2004

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

MAR 4.3 Further Support of the Takeover Panel's Functions

As Published: 2001

MAR 4.3 Further Support of the Takeover Panel's Functions

LR 3.4 Debt and other securities

As Published: 2005

LR 3.4 Debt and other securities

SUP App 3.1 Application

As Published: 2003

SUP App 3.1 Application

DISP 2.5 Which firms are subject to the jurisdiction of the Financial Ombudsman Service?

As Published: 2005

DISP 2.5 Which firms are subject to the jurisdiction of the Financial Ombudsman Service?

PR 5.6 Miscellaneous

As Published: 2005

PR 5.6 Miscellaneous

SUP 8.8 Revoking waivers

As Published: 2001

SUP 8.8 Revoking waivers

COLL 7.2 Suspension and restart of dealings

As Published: 2004

COLL 7.2 Suspension and restart of dealings

SUP 7.3 Criteria for varying a firm's permission

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission

PERG 14.7 Exemptions

As Published: 2006

PERG 14.7 Exemptions

REC 3.6 Constitution and governance

As Published: 2001

REC 3.6 Constitution and governance

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues