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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PR 5.3 Certificate of approval

As Published: 2005

PR 5.3 Certificate of approval

REC 3.6 Constitution and governance

As Published: 2001

REC 3.6 Constitution and governance

LR 10.5 Class 1 requirements

As Published: 2005

LR 10.5 Class 1 requirements

LR 19.4 Continuing obligations

As Published: 2005

LR 19.4 Continuing obligations

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

APER 4.3 Statement of Principle 3

As Published: 2001

APER 4.3 Statement of Principle 3

GEN 1.1 Application

As Published: 2003

GEN 1.1 Application

DISP 1.6 Cooperation by firms with the Ombudsman

As Published: 2002

DISP 1.6 Cooperation by firms with the Ombudsman

MCOB 12.1 Application

As Published: 2004

MCOB 12.1 Application

COLL 1.1 Applications and purpose

As Published: 2004

COLL 1.1 Applications and purpose

DTR 1.2 Modifying rules and consulting the FSA

As Published: 2005

DTR 1.2 Modifying rules and consulting the FSA

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

FEES 5.4 Information requirement

As Published: 2006

FEES 5.4 Information requirement

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

COLL 4.4 Meetings of Unitholders and service of notices

As Published: 2006

COLL 4.4 Meetings of Unitholders and service of notices

SYSC 2.2 Recording the apportionment

As Published: 2001

SYSC 2.2 Recording the apportionment

REC 3.20 Disciplinary action relating to members

As Published: 2001

REC 3.20 Disciplinary action relating to members

SUP 5.4 Appointment and reporting process

As Published: 2001

SUP 5.4 Appointment and reporting process

REC 3.5 Disciplinary action and events relating to key individuals

As Published: 2001

REC 3.5 Disciplinary action and events relating to key individuals

LR 8.4 Role of a sponsor: transactions

As Published: 2005

LR 8.4 Role of a sponsor: transactions