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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

PERG 14.1 Background

As Published: 2006

PERG 14.1 Background

PERG 8.18 Financial promotions concerning the Lloyd’s market

As Published: 2005

PERG 8.18 Financial promotions concerning the Lloyd’s market

REC 3.16 Information technology systems

As Published: 2001

REC 3.16 Information technology systems

COB 6.1 Product disclosure

As Published: 2002

COB 6.1 Product disclosure

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

LR 4.3 Approval and publication of listing particulars

As Published: 2005

LR 4.3 Approval and publication of listing particulars

FIT 2.2 Competence and capability

As Published: 2001

FIT 2.2 Competence and capability

REC 3.18 Membership

As Published: 2001

REC 3.18 Membership

SUP 2.2 Information gathering by the FSA on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the FSA on its own initiative: background

PERG 11.1 Background

As Published: 2006

PERG 11.1 Background

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

SUP 15.4 Notified persons

As Published: 2001

SUP 15.4 Notified persons

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

LR 3.4 Debt and other securities

As Published: 2005

LR 3.4 Debt and other securities

PERG 12.2 Establishing, operating or winding up a personal pension scheme

As Published: 2006

PERG 12.2 Establishing, operating or winding up a personal pension scheme

PERG 8.31 Exclusions for advising on investments

As Published: 2005

PERG 8.31 Exclusions for advising on investments