Search Result

261 - 280 of 734 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2003

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

DISP 1.3 Internal complaint handling procedures: additional requirements

As Published: 2003

DISP 1.3 Internal complaint handling procedures: additional requirements

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

COND 1.2 Purpose

As Published: 2001

COND 1.2 Purpose

SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

PR App 3.1

As Published: 2005

PR App 3.1

SUP 11.5 Form of notification by firms

As Published: 2004

SUP 11.5 Form of notification by firms

PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

PERG 8.26 The investment must be a particular investment

As Published: 2005

PERG 8.26 The investment must be a particular investment

FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

FIT 1.2 Introduction

As Published: 2003

FIT 1.2 Introduction

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

As Published: 2005

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

DISP 2.6 To which activities do the rules apply?

As Published: 2003

DISP 2.6 To which activities do the rules apply?

ICOB 4.1 Application and purpose

As Published: 2006

ICOB 4.1 Application and purpose

LR 17.3 Requirements with continuing application

As Published: 2005

LR 17.3 Requirements with continuing application

PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application