Search Result

241 - 260 of 639 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 7.2 The Listing Principles

As Published: 2005

LR 7.2 The Listing Principles

REC 3.16 Information technology systems

As Published: 2001

REC 3.16 Information technology systems

PERG 8.11 Types of exemption under the Financial Promotion Order

As Published: 2005

PERG 8.11 Types of exemption under the Financial Promotion Order

PERG 10.5 Employers and affinity groups (such as trade unions)

As Published: 2006

PERG 10.5 Employers and affinity groups (such as trade unions)

FEES 5.9 Leaving the Financial Ombudsman Service

As Published: 2006

FEES 5.9 Leaving the Financial Ombudsman Service

SUP 5.2 The FSA's power

As Published: 2001

SUP 5.2 The FSA's power

REC 6.5 FSA decision on recognition

As Published: 2001

REC 6.5 FSA decision on recognition

COB 9.5 These provisions have been moved to the Client Assets sourcebook (CASS)

As Published: 2001

COB 9.5 These provisions have been moved to the Client Assets sourcebook (CASS)

PERG 5.13 Appointed representatives

As Published: 2005

PERG 5.13 Appointed representatives

PERG 10.4A The application of EU Directives

As Published: 2006

PERG 10.4A The application of EU Directives

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

PERG 9.1 Application and Purpose

As Published: 2005

PERG 9.1 Application and Purpose

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

LR 10.8 Miscellaneous

As Published: 2005

LR 10.8 Miscellaneous

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2005

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

SUP App 3.10 Mapping of Insurance Directives to the Regulated Activities Order

As Published: 2004

SUP App 3.10 Mapping of Insurance Directives to the Regulated Activities Order

SYSC 2.2 Recording the apportionment

As Published: 2001

SYSC 2.2 Recording the apportionment

PERG 2.8 Exclusions applicable to particular regulated activities

As Published: 2005

PERG 2.8 Exclusions applicable to particular regulated activities

MCOB 5.6 Content of illustrations

As Published: 2004

MCOB 5.6 Content of illustrations