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SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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TC 2.1 Application: who? where? and what?

As Published: 2002

TC 2.1 Application: who? where? and what?

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REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

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REC 3.15 Suspension of services and inability to operate facilities

As Published: 2001

REC 3.15 Suspension of services and inability to operate facilities

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FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

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FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

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SYSC 4.2 Practical measures

As Published: 2002

SYSC 4.2 Practical measures

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MAR 5.3 Notification of establishment of an ATS

FEES 4.4 Information on which Fees are calculated

PERG 2.7 Activities: a broad outline

REC 2.5 Systems and controls

FEES 3.2 Obligation to pay fees

REC 2.7 Access to facilities

COLL 5.2 General investment powers and limits for UCITS schemes

REC 2.6 General safeguards for investors

LR 13.5 Financial information in Class 1 Circulars

CRED 2.2 Structure

PERG 2.6 Specified investments: a broad outline

COB 11.2 Relationship with the scheme

SYSC 4.1 Application and purpose

SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order