Search Result

81 - 100 of 606 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 5.2 General investment powers and limits for UCITS schemes

As Published: 2005

COLL 5.2 General investment powers and limits for UCITS schemes

COB 9.5 These provisions have been moved to the Client Assets sourcebook (CASS)

As Published: 2001

COB 9.5 These provisions have been moved to the Client Assets sourcebook (CASS)

SUP 5.5 Duties of firms

As Published: 2001

SUP 5.5 Duties of firms

COND 2.2 Threshold condition 2: Location of offices

As Published: 2004

COND 2.2 Threshold condition 2: Location of offices

LR 8.4 Role of a sponsor: transactions

As Published: 2005

LR 8.4 Role of a sponsor: transactions

LR 9.2 Requirements with continuing application

As Published: 2005

LR 9.2 Requirements with continuing application

MCOB 2.8 Record keeping

As Published: 2004

MCOB 2.8 Record keeping

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

SUP 5.4 Appointment and reporting process

As Published: 2001

SUP 5.4 Appointment and reporting process

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

LR 14.3 Continuing obligations

As Published: 2005

LR 14.3 Continuing obligations

LR 7.2 The Listing Principles

As Published: 2005

LR 7.2 The Listing Principles

SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

REC 4.8 The section 298 procedure

As Published: 2001

REC 4.8 The section 298 procedure

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2001

REC 3.15 Suspension of services and inability to operate facilities

PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

COB 1.1 Application and Purpose

As Published: 2001

COB 1.1 Application and Purpose

SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

COB 10.4 Suitability of the portfolio of an unregulated collective investment scheme

As Published: 2001

COB 10.4 Suitability of the portfolio of an unregulated collective investment scheme