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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.23 Default

As Published: 2001

REC 3.23 Default

COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

LR 12.1 Application

As Published: 2005

LR 12.1 Application

REC 6.8 Powers of direction and revocation of recognition orders

As Published: 2001

REC 6.8 Powers of direction and revocation of recognition orders

SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

MCOB 1.1 Application and purpose

As Published: 2004

MCOB 1.1 Application and purpose

MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

PERG 8.9 Circumstances where the restriction in section 21 does not apply

As Published: 2005

PERG 8.9 Circumstances where the restriction in section 21 does not apply

COB 3.3 Application: where?

As Published: 2001

COB 3.3 Application: where?

PERG 4.12 Appointed representatives

As Published: 2005

PERG 4.12 Appointed representatives

PERG 4.14 Mortgage activities carried on by professional firms

As Published: 2005

PERG 4.14 Mortgage activities carried on by professional firms

COLL 7.5 Schemes or sub-funds that are not commercially viable

As Published: 2004

COLL 7.5 Schemes or sub-funds that are not commercially viable

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

LR 16.3 Continuing obligations

As Published: 2005

LR 16.3 Continuing obligations

LR 13.2 Approval of circulars

As Published: 2005

LR 13.2 Approval of circulars

LR 9.5 Transactions

As Published: 2005

LR 9.5 Transactions

LR 12.5 Purchase of own securities other than equity shares

As Published: 2005

LR 12.5 Purchase of own securities other than equity shares

MCOB 9.8 Disclosure after sale

As Published: 2004

MCOB 9.8 Disclosure after sale