Search Result

461 - 480 of 690 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 12.6 Practical transitional considerations

As Published: 2006

PERG 12.6 Practical transitional considerations

MAR 4.1 Application and Purpose

As Published: 2001

MAR 4.1 Application and Purpose

SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

DISP App 1.5 Determination of complaints

As Published: 2002

DISP App 1.5 Determination of complaints

SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

LR 13.3 Contents of all circulars

As Published: 2005

LR 13.3 Contents of all circulars

REC 6.8 Powers of direction and revocation of recognition orders

As Published: 2001

REC 6.8 Powers of direction and revocation of recognition orders

REC 2.8 Settlement and clearing services

As Published: 2004

REC 2.8 Settlement and clearing services

REC 3.16 Information technology systems

As Published: 2001

REC 3.16 Information technology systems

FEES 4.1 Introduction

As Published: 2005

FEES 4.1 Introduction

PERG 8.35 Authorisation and exemption

As Published: 2005

PERG 8.35 Authorisation and exemption

LR 4.3 Approval and publication of listing particulars

As Published: 2005

LR 4.3 Approval and publication of listing particulars

FIT 2.2 Competence and capability

As Published: 2001

FIT 2.2 Competence and capability

COB 11.7 Record Keeping

As Published: 2001

COB 11.7 Record Keeping

CRED 7.1 Application, purpose and interpretation

As Published: 2004

CRED 7.1 Application, purpose and interpretation

GEN 4.4 Business for private customers from non-UK offices

As Published: 2004

GEN 4.4 Business for private customers from non-UK offices

ICOB 8.2 General rules

As Published: 2005

ICOB 8.2 General rules

PERG 14.5 The ‘by-way-of-business’ test

As Published: 2006

PERG 14.5 The ‘by-way-of-business’ test

LR 13.2 Approval of circulars

As Published: 2005

LR 13.2 Approval of circulars