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COLL 9.1 Application and general information
As Published: 2004
COLL 9.1 Application and general information
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REC 6.8 Powers of direction and revocation of recognition orders
As Published: 2001
REC 6.8 Powers of direction and revocation of recognition orders
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COB 7.1 Conflict of interest and material interest
As Published: 2001
COB 7.1 Conflict of interest and material interest
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ICOB 5.3 Provision of information to retail customers
As Published: 2004
ICOB 5.3 Provision of information to retail customers
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PERG 8.31 Exclusions for advising on investments
As Published: 2005
PERG 8.31 Exclusions for advising on investments
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COLL 5.5 Cash, borrowing, lending and other provisions
As Published: 2006
COLL 5.5 Cash, borrowing, lending and other provisions
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MAR 5.5 Parts of the Handbook applicable to the operation of an ATS
As Published: 2003
MAR 5.5 Parts of the Handbook applicable to the operation of an ATS
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MAR 5.4 Requirements to be imposed on the Part IV permission of an ATS operator
As Published: 2004
MAR 5.4 Requirements to be imposed on the Part IV permission of an ATS operator
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SUP 15.6 Inaccurate, false or misleading information
As Published: 2005
SUP 15.6 Inaccurate, false or misleading information
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MAR 5.2 Guidance about what constitutes an ATS
As Published: 2004
MAR 5.2 Guidance about what constitutes an ATS
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