Search Result

241 - 260 of 305 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 13A.2 EEA firms and Treaty firms

As Published: 2006

SUP 13A.2 EEA firms and Treaty firms

PERG 11.1 Background

As Published: 2006

PERG 11.1 Background

SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

TC 1.1 Application and purpose

As Published: 2002

TC 1.1 Application and purpose

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

ICOB 8.4 Unsolicited services

As Published: 2004

ICOB 8.4 Unsolicited services

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

ICOB 2.3 Inducements

As Published: 2005

ICOB 2.3 Inducements

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

REC 2.6 General safeguards for investors

As Published: 2004

REC 2.6 General safeguards for investors

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

PERG 5.14 Exemptions

As Published: 2005

PERG 5.14 Exemptions

ICOB 8.3 Disclosure requirements

As Published: 2004

ICOB 8.3 Disclosure requirements

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

PERG 7.6 Applications for a certificate

As Published: 2005

PERG 7.6 Applications for a certificate

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

PERG 8.9 Circumstances where the restriction in section 21 does not apply

As Published: 2005

PERG 8.9 Circumstances where the restriction in section 21 does not apply