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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2005

PERG 9.6 The investment condition (section 236(3) of the Act): general

REC 5.2 Application process

As Published: 2001

REC 5.2 Application process

PERG 10.1 Background

As Published: 2006

PERG 10.1 Background

LR 8.4 Role of a sponsor: transactions

As Published: 2005

LR 8.4 Role of a sponsor: transactions

PERG 8.31 Exclusions for advising on investments

As Published: 2005

PERG 8.31 Exclusions for advising on investments

PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

COB 4.1 Client classification

As Published: 2001

COB 4.1 Client classification

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

PR App 1.1

As Published: 2005

PR App 1.1

DISP App 1.4 Time limits

As Published: 2002

DISP App 1.4 Time limits

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

As Published: 2005

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

MCOB 1.6 Application in relation to the Consumer Credit Act 1974

As Published: 2004

MCOB 1.6 Application in relation to the Consumer Credit Act 1974

DISP App 1.5 Determination of complaints

As Published: 2002

DISP App 1.5 Determination of complaints

DISP 2.7 The territorial scope of the jurisdiction of the Financial Ombudsman Service

As Published: 2002

DISP 2.7 The territorial scope of the jurisdiction of the Financial Ombudsman Service

COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

LR 15.2 Requirements for listing

As Published: 2005

LR 15.2 Requirements for listing

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

As Published: 2005

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)