Search Result

101 - 120 of 601 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

PERG 10.4 Pension scheme service providers other than trustees

As Published: 2006

PERG 10.4 Pension scheme service providers other than trustees

PERG 7.4 Does the article 54 exclusion apply?

As Published: 2005

PERG 7.4 Does the article 54 exclusion apply?

GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

CRED 2.2 Structure

As Published: 2004

CRED 2.2 Structure

SUP 6.1 Application and purpose

As Published: 2004

SUP 6.1 Application and purpose

PERG 4.9 Agreeing to carry on a regulated activity

As Published: 2005

PERG 4.9 Agreeing to carry on a regulated activity

SUP 13A.7 Top-up permission

As Published: 2006

SUP 13A.7 Top-up permission

REC 5.2 Application process

As Published: 2001

REC 5.2 Application process

PRIN 3.1 Who?

As Published: 2001

PRIN 3.1 Who?

CRED 10.1 Application and purpose

As Published: 2003

CRED 10.1 Application and purpose

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

PERG 5.3 Contracts of insurance

As Published: 2005

PERG 5.3 Contracts of insurance

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

As Published: 2005

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

MCOB 8.1 Application

As Published: 2004

MCOB 8.1 Application

COLL 5.2 General investment powers and limits for UCITS schemes

As Published: 2005

COLL 5.2 General investment powers and limits for UCITS schemes

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

As Published: 2005

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources