Search Result

661 - 680 of 690 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 5.7 Payment

As Published: 2006

FEES 5.7 Payment

SYSC 1.2 Purpose

As Published: 2001

SYSC 1.2 Purpose

LR 16.4 Transactions

As Published: 2005

LR 16.4 Transactions

COLL 9.4 Facilities in the United Kingdom

As Published: 2004

COLL 9.4 Facilities in the United Kingdom

REC 2.17 Recognition requirements relating to the default rules of UK recognised bodies

As Published: 2004

REC 2.17 Recognition requirements relating to the default rules of UK recognised bodies

MAR 1.3 Market abuse (insider dealing)

As Published: 2001

MAR 1.3 Market abuse (insider dealing)

LR 9.3 Continuing obligations - holders

As Published: 2005

LR 9.3 Continuing obligations - holders

REC 2.12 Proper markets and disclosure of information (UK RIEs only)

As Published: 2004

REC 2.12 Proper markets and disclosure of information (UK RIEs only)

CASS 5.8 Safe keeping of client's documents and other assets

As Published: 2005

CASS 5.8 Safe keeping of client's documents and other assets

MAR 2.5 The Price Stabilising Rules: overseas provisions

As Published: 2003

MAR 2.5 The Price Stabilising Rules: overseas provisions

COB 10.2 Application of general COB rules

As Published: 2001

COB 10.2 Application of general COB rules

COB 11.1 Application

As Published: 2006

COB 11.1 Application

COB 3.2 Application: what?

As Published: 2001

COB 3.2 Application: what?

PRIN 3.1 Who?

As Published: 2001

PRIN 3.1 Who?

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

SUP 3.4 Auditors' qualifications

As Published: 2001

SUP 3.4 Auditors' qualifications

PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

DISP INTRO 1 Introduction

As Published: 2004

DISP INTRO 1 Introduction

DTR 2.5 Delaying disclosure of inside information

As Published: 2005

DTR 2.5 Delaying disclosure of inside information