Search Result

41 - 60 of 282 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 14.2 Requirements for listing

As Published: 2005

LR 14.2 Requirements for listing

LR 18.4 Continuing obligations

As Published: 2005

LR 18.4 Continuing obligations

PERG 2.7 Activities: a broad outline

As Published: 2006

PERG 2.7 Activities: a broad outline

SUP 17.1 Application

As Published: 2001

SUP 17.1 Application

PR App 3.1

As Published: 2005

PR App 3.1

MAR 1.10 Statutory exceptions

As Published: 2001

MAR 1.10 Statutory exceptions

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

COB 11.7 Record Keeping

As Published: 2001

COB 11.7 Record Keeping

LR 9.5 Transactions

As Published: 2005

LR 9.5 Transactions

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

SUP 15.10 Reporting suspicious transactions (market abuse)

As Published: 2005

SUP 15.10 Reporting suspicious transactions (market abuse)

MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

COB 11.3 Packaged products

As Published: 2004

COB 11.3 Packaged products

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

DTR 2.5 Delaying disclosure of inside information

As Published: 2005

DTR 2.5 Delaying disclosure of inside information

LR 7.2 The Listing Principles

As Published: 2005

LR 7.2 The Listing Principles

LR 18.2 Requirements for listing

As Published: 2005

LR 18.2 Requirements for listing

COLL 3.3 Units

As Published: 2004

COLL 3.3 Units