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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.19 Investigations

As Published: 2001

REC 3.19 Investigations

SUP 8.7 Varying waivers

As Published: 2001

SUP 8.7 Varying waivers

REC 3.12 Legal proceedings

As Published: 2001

REC 3.12 Legal proceedings

DTR 1.2 Modifying rules and consulting the FSA

As Published: 2005

DTR 1.2 Modifying rules and consulting the FSA

SUP App 2.8 Ceasing to effect contracts of insurance

As Published: 2002

SUP App 2.8 Ceasing to effect contracts of insurance

SUP 13.11 Record keeping

As Published: 2001

SUP 13.11 Record keeping

GEN 4.4 Business for private customers from non-UK offices

As Published: 2004

GEN 4.4 Business for private customers from non-UK offices

GEN 4.1 Application and purpose

As Published: 2003

GEN 4.1 Application and purpose

LR 7.1 Application and purpose

As Published: 2005

LR 7.1 Application and purpose

CRED 7.1 Application, purpose and interpretation

As Published: 2004

CRED 7.1 Application, purpose and interpretation

LR 9.1 Preliminary

As Published: 2005

LR 9.1 Preliminary

PERG 6.6 The factors

As Published: 2005

PERG 6.6 The factors

CRED 8.2 Components of capital

As Published: 2003

CRED 8.2 Components of capital

PERG 14.3 Activities relating to home reversion plans

As Published: 2006

PERG 14.3 Activities relating to home reversion plans

COB 2.4 Chinese walls

As Published: 2001

COB 2.4 Chinese walls

PERG 14.6 Carrying on a regulated activity in the United Kingdom

As Published: 2006

PERG 14.6 Carrying on a regulated activity in the United Kingdom

CASS 3.2 Requirements

As Published: 2003

CASS 3.2 Requirements

SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

LR 17.2 Requirements for listing and listing applications

As Published: 2005

LR 17.2 Requirements for listing and listing applications

COB 9.1 These provisions have been moved to the Client Assets sourcebook (CASS)

As Published: 2002

COB 9.1 These provisions have been moved to the Client Assets sourcebook (CASS)