Search Result

141 - 160 of 633 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DISP 1.2 Internal complaint handling procedures: general requirements

As Published: 2003

DISP 1.2 Internal complaint handling procedures: general requirements

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

SUP 12.6 Continuing obligations of firms with appointed representatives

As Published: 2001

SUP 12.6 Continuing obligations of firms with appointed representatives

LR 4.4 Miscellaneous

As Published: 2005

LR 4.4 Miscellaneous

ICOB 4.4 Statement of demands and needs

As Published: 2004

ICOB 4.4 Statement of demands and needs

SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

LR 13.8 Other circulars

As Published: 2005

LR 13.8 Other circulars

SUP 5.5 Duties of firms

As Published: 2001

SUP 5.5 Duties of firms

COB 7.2 Churning and switching

As Published: 2001

COB 7.2 Churning and switching

PERG 14.7 Exemptions

As Published: 2006

PERG 14.7 Exemptions

PERG 14.2 General issues

As Published: 2006

PERG 14.2 General issues

ICOB 5.1 Application and purpose

As Published: 2005

ICOB 5.1 Application and purpose

PERG 14.4 Activities relating to home purchase plans

As Published: 2006

PERG 14.4 Activities relating to home purchase plans

DISP 2.7 The territorial scope of the jurisdiction of the Financial Ombudsman Service

As Published: 2002

DISP 2.7 The territorial scope of the jurisdiction of the Financial Ombudsman Service

MCOB 7.1 Application

As Published: 2004

MCOB 7.1 Application

COLL 5.2 General investment powers and limits for UCITS schemes

As Published: 2005

COLL 5.2 General investment powers and limits for UCITS schemes

MAR 1.3 Market abuse (insider dealing)

As Published: 2001

MAR 1.3 Market abuse (insider dealing)

LR 10.2 Classifying transactions

As Published: 2005

LR 10.2 Classifying transactions

PERG 4.14 Mortgage activities carried on by professional firms

As Published: 2005

PERG 4.14 Mortgage activities carried on by professional firms

MCOB 13.7 Business loans

As Published: 2004

MCOB 13.7 Business loans