Search Result

461 - 480 of 688 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

As Published: 2005

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

PERG 14.6 Carrying on a regulated activity in the United Kingdom

As Published: 2006

PERG 14.6 Carrying on a regulated activity in the United Kingdom

FEES 6.2 Exemption

As Published: 2006

FEES 6.2 Exemption

ICOB 2.5 Exclusion of liability

As Published: 2005

ICOB 2.5 Exclusion of liability

PERG 11.1 Background

As Published: 2006

PERG 11.1 Background

FEES 2.2 Late Payments and Recovery of Unpaid Fees

As Published: 2006

FEES 2.2 Late Payments and Recovery of Unpaid Fees

ICOB 4.2 Status disclosure

As Published: 2004

ICOB 4.2 Status disclosure

CRED 9.2 General requirements

As Published: 2004

CRED 9.2 General requirements

MAR 4.3 Further Support of the Takeover Panel's Functions

As Published: 2001

MAR 4.3 Further Support of the Takeover Panel's Functions

LR 5.3 Requests to cancel or suspend

As Published: 2005

LR 5.3 Requests to cancel or suspend

ICOB 5.3 Provision of information to retail customers

As Published: 2004

ICOB 5.3 Provision of information to retail customers

PR 3.4 Supplementary prospectus

As Published: 2005

PR 3.4 Supplementary prospectus

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

REC 3.10 Complaints

As Published: 2001

REC 3.10 Complaints

REC 2.12 Proper markets and disclosure of information (UK RIEs only)

As Published: 2004

REC 2.12 Proper markets and disclosure of information (UK RIEs only)

PERG 8.31 Exclusions for advising on investments

As Published: 2005

PERG 8.31 Exclusions for advising on investments

SUP 17.3 Introduction

As Published: 2001

SUP 17.3 Introduction

APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

LR 8.3 Role of a sponsor: general

As Published: 2005

LR 8.3 Role of a sponsor: general