Search Result

401 - 420 of 639 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2005

PERG 9.4 Collective investment scheme (section 235 of the Act)

DISP 3.5 Evidence

As Published: 2002

DISP 3.5 Evidence

ICOB 6.4 Effects of cancellation

As Published: 2004

ICOB 6.4 Effects of cancellation

ICOB 2.4 Reliance on others

As Published: 2005

ICOB 2.4 Reliance on others

LR 18.3 Listing applications

As Published: 2005

LR 18.3 Listing applications

SUP 11.7 Acquisition or increase of control: approval procedures

As Published: 2004

SUP 11.7 Acquisition or increase of control: approval procedures

SUP 16.5 Annual Close Links Reports

As Published: 2001

SUP 16.5 Annual Close Links Reports

COB 11.1 Application

As Published: 2006

COB 11.1 Application

COB 9.4 These provisions have been moved to the Client Assets sourcebook (CASS)

As Published: 2003

COB 9.4 These provisions have been moved to the Client Assets sourcebook (CASS)

COLL 3.3 Units

As Published: 2004

COLL 3.3 Units

ICOB 2.1 Application: who?

As Published: 2005

ICOB 2.1 Application: who?

PRIN 2.1 The Principles

As Published: 2001

PRIN 2.1 The Principles

MCOB 13.1 Application

As Published: 2004

MCOB 13.1 Application

COB 11.5 Trustee firms which are not depositaries

As Published: 2002

COB 11.5 Trustee firms which are not depositaries

MCOB 5.4 Illustrations: general

As Published: 2004

MCOB 5.4 Illustrations: general

MCOB 5.5 Provision of illustrations

As Published: 2004

MCOB 5.5 Provision of illustrations

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

MCOB 4.1 Application

As Published: 2004

MCOB 4.1 Application

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

DISP 4.2 The standard terms

As Published: 2005

DISP 4.2 The standard terms