Search Result

381 - 400 of 720 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.8 Settlement and clearing services

As Published: 2004

REC 2.8 Settlement and clearing services

REC 3.6 Constitution and governance

As Published: 2001

REC 3.6 Constitution and governance

LR 7.2 The Listing Principles

As Published: 2005

LR 7.2 The Listing Principles

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

COB 6.4 Product disclosure: special situations

As Published: 2004

COB 6.4 Product disclosure: special situations

REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

REC 3.18 Membership

As Published: 2001

REC 3.18 Membership

COLL 6.1 Introduction and Application

As Published: 2006

COLL 6.1 Introduction and Application

SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

PERG 4.15 Mortgage activities carried on by 'packagers'

As Published: 2005

PERG 4.15 Mortgage activities carried on by 'packagers'

SUP 8.5 Notification of altered circumstances relating to waivers

As Published: 2001

SUP 8.5 Notification of altered circumstances relating to waivers

SUP 8.7 Varying waivers

As Published: 2001

SUP 8.7 Varying waivers

ICOB 4.1 Application and purpose

As Published: 2006

ICOB 4.1 Application and purpose

COLL 9.4 Facilities in the United Kingdom

As Published: 2004

COLL 9.4 Facilities in the United Kingdom