Search Result

321 - 340 of 686 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 14.1 Application

As Published: 2005

LR 14.1 Application

ICOB 5.1 Application and purpose

As Published: 2005

ICOB 5.1 Application and purpose

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

As Published: 2005

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

REC 4.1 Application and purpose

As Published: 2001

REC 4.1 Application and purpose

LR 12.3 Purchase from a related party

As Published: 2005

LR 12.3 Purchase from a related party

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

MCOB 2.8 Record keeping

As Published: 2004

MCOB 2.8 Record keeping

SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

PERG 8.11 Types of exemption under the Financial Promotion Order

As Published: 2005

PERG 8.11 Types of exemption under the Financial Promotion Order

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

PERG 7.6 Applications for a certificate

As Published: 2005

PERG 7.6 Applications for a certificate

MCOB 6.5 Information to be provided in the offer document or separately

As Published: 2004

MCOB 6.5 Information to be provided in the offer document or separately

MCOB 7.5 Statements

As Published: 2004

MCOB 7.5 Statements

COLL 7.2 Suspension and restart of dealings

As Published: 2004

COLL 7.2 Suspension and restart of dealings

PR 3.3 Advertisements

As Published: 2005

PR 3.3 Advertisements

MCOB 7.4 Disclosure at the start of the contract

As Published: 2004

MCOB 7.4 Disclosure at the start of the contract

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

COLL 5.4 Stock lending

As Published: 2004

COLL 5.4 Stock lending

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business