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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

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REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

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COB 2.2 Inducements

As Published: 2001

COB 2.2 Inducements

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LR 13.2 Approval of circulars

As Published: 2005

LR 13.2 Approval of circulars

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LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

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REC 2.6 General safeguards for investors

As Published: 2004

REC 2.6 General safeguards for investors

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PERG 6.3 Background

As Published: 2005

PERG 6.3 Background

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PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

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SYSC 2.2 Recording the apportionment

As Published: 2001

SYSC 2.2 Recording the apportionment

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SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

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PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2005

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

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SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

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SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

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GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

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LR 5.4 Restoring listing

As Published: 2005

LR 5.4 Restoring listing

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SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

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LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

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SUP 12.4 What must a firm do when it appoints an appointed representative or an EEA tied agent?

As Published: 2004

SUP 12.4 What must a firm do when it appoints an appointed representative or an EEA tied agent?

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LR 1.2 Modifying rules and consulting the FSA

As Published: 2005

LR 1.2 Modifying rules and consulting the FSA

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COLL 2.1 Authorised fund applications

As Published: 2004

COLL 2.1 Authorised fund applications

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